LAW OFFICE OF MICHELE O'BRIEN, P.C.

Business Law

Exchange-Traded Funds
Exchange-traded funds are open-ended registered investment companies regulated by the Securities and Exchange Commission under the Investment Company Act of 1940. The Securities and Exchange Commission has exempted exchange-traded funds from regulatory requirements in order to allow secondary trading on national exchanges of shares in exchange-traded funds. More...
Director Committees for NASDAQ-Listed Companies
Required Independent Director Committees for NASDAQ-Listed Companies More...
Methods for Protecting Shareholders
Owners of shares of a corporation have the right to vote for directors and to share proportionally in any distribution of corporate profits or, in the case of dissolution, in the distribution of corporate assets. There are several ways to protect these interests of shareholders. Such protection is especially important to shareholders of closely held corporations who may not be able to or do not wish to find a market for their shares. More...
Business & Corporate Entities> Corporations> Shareholders & Other Constituents> Meetings & Voting
(Preparations for the Annual Shareholder Meeting) More...
Statutory Conflict of Interest Provisions
A majority of states have statutes that address director and officer conflicts of interests in corporate transactions. The conflict of interest provisions vary from state to state; however, most states have enacted some version of the conflict of interest provisions contained in the Revised Model Business Corporation Act. More...

Areas of Practice

  • Estate Planning
  • Wills and Probate
  • Arbitration and Mediation
  • Estate Planning for the Disabled
  • Guardianship
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