Business Law Newsletter
Off-Exchange Foreign Currency Trading
Trading in foreign currency futures and options contracts by retail customers outside of an organized exchange is unlawful unless the party offering the futures and options contracts is a regulated entity described in the Commodity Exchange Act enforced by the Commodity Futures Trading Commission. More...
Registration Requirements for Securities Brokers and Dealers
Most brokers and dealers are required under Section 15 of the Securities Exchange Act of 1934 to register with the Securities and Exchange Commission and with a self-regulatory organization such as a national stock exchange before engaging in the securities business. More...
Formation of a Partnership
A partnership is created when members of the partnership intentionally join together to carry on a business that is not incorporated. Members, or partners, may be individuals, trusts, estates, corporations, or other partnerships. More...
Protection for Federal Water Pollution Control Act Whistleblowers
Protection for Federal Water Pollution Control Act Whistleblowers More...
Business & Corporate Entities> Corporations> Directors & Officers> Management Duties & Liabilities
(Sources of Document Retention Requirements) More...
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